-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wkybx1u6YizIxYEwELTJSEsc/ALQd8wyZ1VSwVI7FrrYyEr8DvtjKaYEKlk1j+lR ljgj+9MHD419nK1kuC66jw== 0001157523-09-000201.txt : 20090113 0001157523-09-000201.hdr.sgml : 20090113 20090113101541 ACCESSION NUMBER: 0001157523-09-000201 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090113 DATE AS OF CHANGE: 20090113 GROUP MEMBERS: KEATING INVESTMENTS, LLC GROUP MEMBERS: TIMOTHY J. KEATING SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CATALYST LIGHTING GROUP INC CENTRAL INDEX KEY: 0001161582 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 841588927 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79217 FILM NUMBER: 09522983 BUSINESS ADDRESS: STREET 1: 8450 EAST CRESCENT PARKWAY STREET 2: SUITE 100 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 7208890133 FORMER COMPANY: FORMER CONFORMED NAME: WENTWORTH III INC DATE OF NAME CHANGE: 20011026 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KIG INVESTORS I, LLC CENTRAL INDEX KEY: 0001423031 IRS NUMBER: 260703862 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 5251 DTC PARKWAY STREET 2: SUITE 1000 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 720-889-0139 MAIL ADDRESS: STREET 1: 5251 DTC PARKWAY STREET 2: SUITE 1000 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 SC 13D/A 1 a5869721.htm KIG INVESTORS I, LLC SC 13D/A a5869721.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

SCHEDULE 13D
AMENDMENT NO. 1
THE SECURITIES EXCHANGE ACT OF 1934


Catalyst Lighting Group, Inc.

(Name of Issuer)

Common Stock, par value $.0001 per share

 (Title of Class of Securities)

14887 U 201

 (CUSIP Number)

Timothy J. Keating
5251 DTC Parkway, Suite 1000
Greenwood Village, CO 80111
(720) 889-0131

 (Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

January 9, 2009
 (Date of Event which Requires Filing of this Statement)
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
 
 
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

 
SCHEDULE 13D
 
CUSIP No. None
 
1.
Names of Reporting Persons.
 
I.R.S. Identification Nos. of above persons (entities only).
 
 
 
KIG Investors I, LLC
 
 
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) o
 
(b) o
   
3.
SEC Use Only
   
4.
Source of Funds (See Instructions) Not applicable
   
5.
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
   
6.
Citizenship or Place of Organization Delaware 
 
Number of 
7.
Sole Voting Power 0
Shares Beneficially
 
 
Owned 
8.
Shared Voting Power  0 (see Item 5)  
By Each
 
 
Reporting
9.
Sole Dispositive Power 0
Person With
 
 
 
10.
Shared Dispositive Power 0 (see Item 5) 

11.
Aggregate Amount Beneficially Owned by Each Reporting Person
   
 
0
   
12.
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
   
13.
Percent of Class Represented by Amount in Row (11) 0%
   
14.
Type of Reporting Person (See Instructions) OO
   
 
 
2


 SCHEDULE 13D
 
CUSIP No. None

1.
Names of Reporting Persons.
 
I.R.S. Identification Nos. of above persons (entities only).
 
 
 
Keating Investments, LLC
 
 
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) o
 
(b) o
   
3.
SEC Use Only
   
4.
Source of Funds (See Instructions) OO
   
5.
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
   
6.
Citizenship or Place of Organization Delaware
 
Number of 
7.
Sole Voting Power 0
Shares Beneficially
 
 
Owned 
8.
Shared Voting Power  1,796,350 (see Item 5)  
By Each
 
 
Reporting
9.
Sole Dispositive Power 0
Person With
 
 
 
10.
Shared Dispositive Power 1,796,350  (see Item 5)   

11.
Aggregate Amount Beneficially Owned by Each Reporting Person
   
 
1,796,350 (1)
   
12.
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
   
13.
Percent of Class Represented by Amount in Row (11) 41.48%
   
14.
Type of Reporting Person (See Instructions) OO
   
(1) Represents 1,796,350 shares that are owned directly by Keating Investments, LLC.
 
 
3

 
SCHEDULE 13D
 
CUSIP No. None
 
1.
Names of Reporting Persons.
 
I.R.S. Identification Nos. of above persons (entities only).
 
 
 
Timothy J. Keating
 
 
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) o
 
(b) o
   
3.
SEC Use Only
   
4.
Source of Funds (See Instructions) OO
   
5.
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
   
6.
Citizenship or Place of Organization U.S.A.
 
Number of 
7.
Sole Voting Power 0
Shares Beneficially
 
 
Owned 
8.
Shared Voting Power  1,796,350 (see Item 5)  
By Each
 
 
Reporting
9.
Sole Dispositive Power 0
Person With
 
 
 
10.
Shared Dispositive Power 1,796,350 (see Item 5)   

11.
Aggregate Amount Beneficially Owned by Each Reporting Person
   
 
1,796,350 (2)
   
12.
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
   
13.
Percent of Class Represented by Amount in Row (11) 41.48%
   
14.
Type of Reporting Person (See Instructions) IN
   
(2) Represents 1,796,350 shares that are owned by Keating Investments, LLC of which Timothy J. Keating is the manager.
 
 
4

 
This Amendment No. 1 to Schedule 13D amends the Schedule 13D originally filed with the Securities and Exchange Commission (the “SEC”) on February 7, 2008 (as amended, the “Schedule 13D”). Capitalized terms not otherwise defined herein shall have the meaning ascribed thereto in the Schedule 13D. This Amendment No. 1 to the Schedule 13D is being filed solely to disclose the information set forth in Items 2, 3, 4 and 5 hereto.
 
Item 1. Security and Issuer
 
This Schedule 13D relates to the common stock, par value $0.0001 per share (the “Common Stock”) of Catalyst Lighting Group, Inc., a Delaware corporation, whose principal executive offices are located at 190 Lakeview Way, Vero Beach, Florida 32963 (the “Issuer”). The Reporting Persons (as defined hereafter) are making a joint filing pursuant to SEC Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended.   
 
Item 2.  Identity and Background
 
This Schedule 13D is being filed by KIG Investors I, LLC, a Delaware limited liability company (“KIG Investors”), Keating Investments, LLC, a Delaware limited liability company (“Keating Investments”) and Mr. Timothy J. Keating, a citizen of the United States (together, the “Reporting Persons”). KIG Investors’ principal business is making and managing investments in public companies and is located at 5251 DTC Parkway, Suite 1000, Greenwood Village, CO 80111, which business has been ceased in connection with its liquidation and dissolution approved December 29, 2008.  Keating Investments’ principal business is providing investment advisory services and is located at 5251 DTC Parkway, Suite 1000, Greenwood Village, CO 80111. Timothy J. Keating currently serves as the manager of KIG Investors and as the President and manager of Keating Investments and is located at 5251 DTC Parkway, Suite 1000, Greenwood Village, CO 80111.
 
Each of the Reporting Persons has not, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).  Each of the Reporting Persons has not, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding were or are subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, Federal or state securities laws or finding any violation with respect to such laws.
 
Item 3. Source and Amount of Funds or Other Consideration
 
As part of KIG Investors’ liquidation and dissolution, on January 9, 2009, KIG Investors distributed all 2,562,015 shares of the Issuer’s common stock held by it to its members pro rata based on their respective membership interests in KIG Investors.  These shares of the Issuer’s common stock were acquired by KIG Investors on or about September 26, 2007, as a result of the conversion of certain of the Issuer’s preferred shares that were acquired by KIG Investors on or about September 12, 2007.  Keating Investments acquired its membership interests in KIG Investors for a capital contribution of $110,000 on or about September 9, 2007.  As a member of KIG Investors, on January 9, 2009, Keating Investments received 1,761,385 shares of the Issuers’ common stock in the liquidation and dissolution of KIG Investors.
 
Item 4. Purpose of Transaction
 
The Reporting Persons are holding the Issuer’s Common Shares for investment purposes only.   Except as otherwise described in this Schedule 13D, the Reporting Persons are not a member of a group relating to the Issuer..
 
Item 5.  Interest in Securities of the Issuer
 
This filing is being made as a result of the distribution of the Issuer’s shares of common stock held by KIG Investors to the members of KIG Investors as part of KIG Investors’ liquidation and dissolution approved December 29, 2008.  As part of KIG Investors’ liquidation and dissolution, on January 9, 2009, KIG Investors distributed all 2,562,015 shares of the Issuer’s common stock held by it to its members pro rata based on their respective membership interests in KIG Investors.  Accordingly, as a member of KIG Investors, on January 9, 2009, Keating Investments received 1,761,385 shares of the Company’s common stock in the liquidation and dissolution of KIG Investors.
 
Pursuant to Rule  13d-3(a),  at the close of business on January 9, 2009, KIG Investors no longer beneficially owned any shares of the Issuer’s common stock.  
 
Pursuant to Rule  13d-3(a),  at the close of business on January 9, 2009, Keating Investments may be deemed the direct beneficial owner of  1,796,350 shares of the Common Stock, which  constitutes  41.48% of the Issuer’s outstanding shares.  Keating Investments, either directly or indirectly, has or shares the power to vote or to direct the vote and to dispose or to direct the disposition of, such shares of Common Stock.

5

 
 
Pursuant to Rule  13d-3(a),  at the close of business on January 9, 2009, Timothy J. Keating may be deemed to be the  indirect beneficial  owner of  1,796,350 shares of the Common Stock, which  constitutes  41.48%  of  the  Issuer’s outstanding shares.  Timothy J. Keating, either directly or indirectly, has or shares the power to vote or to direct the vote and to dispose or to direct the disposition of, such shares of Common Stock.
 
Transactions effected in the last 60 days:  Except as provided in this Schedule 13D, there are none.
 
Other than as set forth above, none of the Reporting Persons named herein is the beneficial owner of any shares of the Issuer’s Common Stock.
 
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
 
To the best knowledge of the Reporting Persons as of the date hereof, except to the extent set forth herein, the Reporting Persons do not have any other contracts, arrangements, understandings or relationship (legal or otherwise) with any other Reporting Person or any other person with respect to any securities of the Issuer, including, but not limited to, transfer or voting of any such securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees or profits, divisions or profits or loss, or the giving or withholding of proxies, or a pledge or contingency, the occurrence of which would give another person voting power over the shares of Common Stock.
 
Item 7.  Material to be Filed as Exhibits
 
 
Exhibit A: Agreement between the Reporting Persons to file jointly.
 
 
 
6

 
 
SIGNATURE

After reasonable inquiry and to the best of the undersigned's knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

Dated: January 12, 2009
 
 
 
 
 
KIG INVESTORS I, LLC
 
 
 
 
 
 
 
By:  
/s/ Timothy J. Keating
 
Title: Manager
 
 
 
 
 
KEATING INVESTMENTS, LLC
 
 
 
 
 
 
 
By:  
/s/ Timothy J. Keating
 
Title: Manager

 
 
 
 
 
/s/ Timothy J. Keating
 
Timothy J. Keating
 
 
 
7

 
Exhibit A
 
The undersigned hereby agree as follows:
 
WHEREAS, the undersigned were and/or may be obligated to file Statements on Schedule 13D with the United States Securities and Exchange Commission (the “SEC”) to report their beneficial ownership of the Common Stock of Catalyst Lighting Group, Inc.;
 
NOW THEREFORE, the undersigned hereby agree that a single Statement on Schedule 13D is to be filed with the SEC on behalf of each of them.
 
Dated: January 12, 2009
 
 
 
 
 
 
KIG INVESTORS I, LLC
 
 
 
 
 
 
 
By:  
/s/ Timothy J. Keating
 
Title: Manager


 
 
 
 
KEATING INVESTMENTS, LLC
 
 
 
 
 
 
 
By:  
/s/ Timothy J. Keating
 
Title: Manager

 
 
 
 
 
/s/ Timothy J. Keating
 
Timothy J. Keating
 
 
 
 
8

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